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Introduction
Following is a breakdown of 510(k) exempt and Good Manufacturing Practice
(GMP)/Quality System exemptions listed by device class. All devices in
this list are 510(k) exempt unless further qualified by a footnote. Only
devices annotated by (*) are also exempt from GMP except for general
record keeping requirements and compliant files.
Class I Devices
FDA has exempted almost all
class I devices
(with the exception of Reserved
Devices from
the premarket notification requirement, including those devices that were
exempted by final regulation published in the Federal
Registers of
December 7, 1994, and January 16, 1996. Some 510(k) exemptions annotated
with "\#\"
are with certain limitations as noted in the footnotes. It is important to
confirm the exempt status and any limitations that apply with 21
CFR Parts 862-892.
Limitations of device exemptions are covered under 21 CFR xxx.9, where xxx
refers to Parts 862-892.
If a manufacturer's device falls into a generic category of
exempted class I devices as defined in 21
CFR Parts 862-892,
a premarket notification application and FDA clearance is not required
before marketing the device in the U.S. However, these manufacturers are
required to register their establishment and list the generic category or
classification name. Registration and listing information is submitted by
using FDA’s Unified Registration and Listing System (FURLS)/ Device
Registration and Listing Module (DRLM)
at:
https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/HowtoMarketYourDevice/RegistrationandListing/ucm053185.htm
IMPORTANT NOTE:
Only the
class I
devices
with an asterisk (*)
are also exempted from the GMP regulation, except for general requirements
concerning records (820.180) and complaint files (820.198), as
long as the device is not labeled or otherwise represented as sterile.
Class II Devices
The Food and Drug Administration (FDA) has also published a
list of
class II (special controls) devices
(those devices are annotated as "(II)"), subject to certain limitations,
that are exempt from premarket notification requirements under the Food
and Drug Administration Modernization Act of 1997 (FDAMA) or the 21st
Century Cures Act of 2016 (Cures Act). FDA believes that these exemptions
will relieve manufacturers from the need to submit premarket notification
submissions for these devices and will enable FDA to redirect the
resources that would be spent on reviewing such submissions to more
significant public health issues. FDA is taking this action in order to
meet requirements of FDAMA and the Cures Act. Class II devices are
annotated "(II)". Please note that class II devices are NOT exempt from
GMP requirements.
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878.1800 |
speculum and accessories. |
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878.3250 |
external facial fracture fixation appliance. 36 |
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878.3750 |
external prosthesis adhesive. |
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878.3800 |
external aesthetic restoration prosthesis. 37 |
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878.3800 |
external aesthetic restoration prosthesis. 37 * |
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878.3900 |
inflatable extremity splint. |
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878.3910 |
noninflatable extremity splint. 38 |
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878.3910 |
noninflatable extremity splint. 38 * |
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878.4014 |
nonresorbable gauze/sponge for external use. |
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878.4018 |
hydrophilic wound dressing. |
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878.4020 |
occlusive wound dressing. |
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878.4022 |
hydrogel wound dressing and burn dressing. |
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878.4025 |
silicone sheeting. |
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878.4040 |
surgical apparel. (II) 7 |
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878.4040 |
surgical apparel. 7 |
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878.4100 |
organ bag. 40 |
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878.4160 |
surgical camera and accessories. |
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878.4165 |
wound autofluorescence imaging device. |
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878.4200 |
introduction/drainage catheter and accessories. |
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878.4320 |
removable skin clip. |
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878.4370 |
surgical drape and drape accessories. (II) |
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878.4380 |
drape adhesive. |
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878.4440 |
eye pad. |
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878.4450 |
nonabsorbable gauze for internal use. |
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878.4470 |
surgeon's gloving cream. |
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878.4495 |
stainless steel suture. (II) |
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878.4580 |
surgical lamp. (II) |
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878.4660 |
skin marker. |
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878.4680 |
nonpowered, single patient, portable suction
apparatus. |
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878.4700 |
surgical microscope and accessories. |
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878.4730 |
surgical skin degreaser or adhesive tape solvent. |
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878.4740 |
surgical stapler. |
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878.4760 |
removable skin staple. |
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878.4800 |
manual surgical instrument for general use. |
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878.4810 |
laser surgical instrument for use in general and
plastic surgery and in dermatology. 41 |
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878.4820 |
surgical instrument motors and
accessories/attachments. |
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878.4930 |
suture retention device. |
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878.4950 |
manual operating table and accessories and manual
operating chair and accessories. |
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878.4960 |
operating tables and accessories and operating
chairs and accessories. |
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878.5070 |
air-handling apparatus for a surgical operating
room. (II) |
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878.5080 |
air-handling apparatus accessory. |
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878.5350 |
needle-type epilator. |
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878.5360 |
tweezer-type epilator. |
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878.5900 |
nonpneumatic tourniquet. |
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878.5910 |
pneumatic tourniquet. |
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Footnotes: |
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7 |
Exemption is limited to class I
category other than surgical gowns and surgical masks. |
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36 |
510(k) exempt only if the device
is made of the same materials that were used in the device before
May 28, 1976. |
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37 |
This device is exempt from GMP
regulation only if the device is intended for use without an
external prosthesis adhesive to fasten it to the body. |
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38 |
510(k) exempt only if the device
is made of the same materials that were used in the device before
May 28, 1976. |
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39 |
510(k) exempt only if the device
is made of the same materials that were used in the device before
May 28, 1976. |
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40 |
only the intestinal organ bag is
510(k) exempt. |
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41 |
Only special laser gas mixtures
used as a lasing medium for this class of lasers are 510(k) exempt. |
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Show all parts |
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PART 610 |
GENERAL
BIOLOGICAL PRODUCTS STANDARDS |
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PART 660 |
ADDITIONAL
STANDARDS FOR DIAGNOSTIC SUBSTANCES FOR LABORATORY TESTS |
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PART 862 |
CLINICAL
CHEMISTRY AND CLINICAL TOXICOLOGY DEVICES |
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PART 864 |
HEMATOLOGY
AND PATHOLOGY DEVICES |
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PART 866 |
IMMUNOLOGY
AND MICROBIOLOGY DEVICES |
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PART 868 |
ANESTHESIOLOGY DEVICES |
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PART 870 |
CARDIOVASCULAR DEVICES |
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PART 872 |
DENTAL
DEVICES |
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PART 874 |
EAR, NOSE,
AND THROAT DEVICES |
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PART 876 |
GASTROENTEROLOGY-UROLOGY DEVICES |
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PART 878 |
GENERAL
AND PLASTIC SURGERY DEVICES |
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PART 880 |
GENERAL
HOSPITAL AND PERSONAL USE DEVICES |
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PART 882 |
NEUROLOGICAL DEVICES |
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PART 884 |
OBSTETRICAL AND GYNECOLOGICAL DEVICES |
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PART 886 |
OPHTHALMIC
DEVICES |
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PART 888 |
ORTHOPEDIC
DEVICES |
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PART 890 |
PHYSICAL
MEDICINE DEVICES |
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PART 892 |
RADIOLOGY
DEVICES |
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In the United States,
Manual Surgical Instruments
are
medical devices used by clinicians to
perform physical actions during surgery (such as
cutting, grasping, retracting, or clamping) without being
attached to an active power source. The FDA
regulates these tools under
21 CFR Part 878 (General Surgery and Plastic Surgery Devices)
or
21 CFR Part 888 (Orthopedic Devices),
depending on their clinical specialty.
Regulatory Classification &
Exemption
The vast majority of manual surgical
instruments fall under a low-risk category, which simplifies their path
to market:
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Class I (General Controls):
Includes everyday tools like manual bone rongeurs,
chisels, osteotomes, scalpel handles, surgical scissors, tissue forceps,
and retractors.
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510(k) Premarket Notification Exemption:
Most of these Class I instruments are explicitly
exempt
from premarket notification submission requirements.
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When a medical device is classified by
the FDA as
exempt from premarket notification submission requirements,
it means that a manufacturer
does not need to submit a 510(k) application or wait for FDA clearance
before commercially distributing the product in the United States.
The FDA grants this exemption to
devices that are well-understood, have a proven track record, and
present low enough risks that a formal premarket file review is
unnecessary to ensure safety and effectiveness.
Which Devices Qualify for
Exemption?
Exemptions are primarily organized by
device risk and historic regulatory frameworks:
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Most Class I Devices:
The vast majority of low-risk devices (such as elastic bandages, manual
surgical scalpels, and tongue depressors) are automatically exempt.
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In the United States,
manual surgical scalpels
are regulated by the FDA under
21 CFR § 878.4800
as "manual surgical instruments for general use". This classification
applies to individual scalpel components as well as unified assemblies:
1. Classification and 510(k)
Status
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Class I Device:
Scalpels are officially designated as low-risk Class I medical devices.
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510(k) Exemption:
They are
exempt from premarket notification submission requirements.
You do not need formal FDA clearance or approval before launching the
product into commercial distribution.
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